Comments for A-Team https://a-teaminsight.com/ Fri, 24 May 2024 09:35:33 +0000 hourly 1 https://wordpress.org/?v=6.5.5 Comment on Refinitiv and Tradeweb Renew Data Agreement, But Where Next for Tradeweb? by Thomson-reuters Stock | Current & Breaking News | National & World Updates https://a-teaminsight.com/blog/refinitiv-and-tradeweb-renew-data-agreement-but-where-next-for-tradeweb/?brand=ati/#comment-15722 Mon, 10 Aug 2020 20:30:52 +0000 http://ateam.purrdigital.com/?p=28832#comment-15722 […] Download Image More @ a-teaminsight.com […]

]]> Comment on Why Is Now the Time for the Financial Markets to Focus on Collaboration Compliance? by Rupert Brown https://a-teaminsight.com/blog/why-is-now-the-time-for-the-financial-markets-to-focus-on-collaboration-compliance/?brand=ati/#comment-15607 Wed, 15 Jul 2020 06:26:52 +0000 https://a-teaminsight.com/?p=42385#comment-15607 Whilst recording of collaboration environments is an important capability it is really a case of shutting the stable door after the horse has bolted. Designing and maintaining the structure and namespace of the collaboration environment needs to be addressed to ensure traceability back to a regulation/standard. Well implemented collaboration environments are a means to sustained compliance particularly with principles based regulations not a threat.

]]> Comment on UK Opts Out of CSDR Buy-in, SFTR Reporting by Lauren McAughtry https://a-teaminsight.com/blog/uk-opts-out-of-csdr-buy-in-sftr-reporting/?brand=ati/#comment-15547 Wed, 08 Jul 2020 09:27:28 +0000 https://a-teaminsight.com/?p=42283#comment-15547 In reply to Dennis Sweeney.

Hi Dennis. According to the Chancellor’s statement: “The UK will not be implementing the EU’s new settlement discipline regime, set out in the Central Securities Depositories Regulation, which is due to apply in February 2021.” He recommends that firms continue to apply the existing industry-led framework. No other information has been forthcoming from the Treasury, however given that CSDR has already been implemented into UK legislation (2014 and 2017) it seems likely that the rest will continue to apply – it’s only the buy-in provisions (due to come into force in Feb 2021) that the UK will opt out of. Full details can be found here in the UK Government’s 2018 EU Exit Regulations for CSDR: http://www.legislation.gov.uk/uksi/2018/1320/pdfs/uksiem_20181320_en.pdf and you can note in Article 7.9 that the CSDR clauses relating to settlement discipline “will not become UK law on exit and, therefore, will not appear in the CSDR as given effect in the UK by this instrument after exit.”

]]> Comment on UK Opts Out of CSDR Buy-in, SFTR Reporting by Dennis Sweeney https://a-teaminsight.com/blog/uk-opts-out-of-csdr-buy-in-sftr-reporting/?brand=ati/#comment-15546 Wed, 08 Jul 2020 07:10:13 +0000 https://a-teaminsight.com/?p=42283#comment-15546 CSDR covers buy-in however, it also affected liquidity and removes uncollateralised overdrafts so are UK not implementing 100% of CSDR ?

]]> Comment on Volker’s Rules: What’s the Current Deal with Exchange Data Fees? by Kevin Morgan https://a-teaminsight.com/blog/volkers-rules-whats-the-current-deal-with-exchange-data-fees/?brand=ati/#comment-15487 Wed, 01 Jul 2020 18:45:22 +0000 https://a-teaminsight.com/?p=42298#comment-15487 “select their data sets from multiple sources as easily as building a Spotify playlist from various artists, published by numerous record labels.”

If only market data licensing were that easy, I’m struggling to see how this is going to change anything for the consumer in the next few years !

]]> Comment on Technology Overtakes Regulation as Key Driver of Change in Compliance by Charlotte https://a-teaminsight.com/blog/technology-overtakes-regulation-as-key-driver-of-change-in-compliance/?brand=ati/#comment-15449 Sat, 27 Jun 2020 05:24:13 +0000 https://a-teaminsight.com/?p=33469#comment-15449 Amazing blog!
The innovations brought in by technology are helping firms in the compliance field. The compliance is gaining importance & hence the firms need to have a secured system that helps them to achieve compliance.
You can check more articles on the related topic here: https://www.pichainlabs.com/blogs/

]]> Comment on Unravelling AML Technology to Tackle Compliance and Mitigate Risk by Thomas Goergen https://a-teaminsight.com/blog/unravelling-aml-technology-to-tackle-compliance-and-mitigate-risk/?brand=ati/#comment-15140 Fri, 29 May 2020 12:19:15 +0000 https://a-teaminsight.com/?p=41411#comment-15140 Thanks for that article. it hit the nail !

We use the dutch based Reg Tech Provider Compliance Wise and their new easy to use tool GRUB to automate our AML /KYC Onboarding process.

I can highly recommend that tool.

]]> Comment on COVID-19: Regulator Round-up (5 May) by Lauren McAughtry https://a-teaminsight.com/blog/covid-19-regulator-round-up-5-may/?brand=ati/#comment-14994 Wed, 06 May 2020 08:59:21 +0000 https://a-teaminsight.com/?p=41673#comment-14994 It’s certainly an area that we are looking into, and we hope to start increasing our coverage as we go forward. Thanks for the comment and watch this space!

]]> Comment on COVID-19: Regulator Round-up (5 May) by John Gallagher https://a-teaminsight.com/blog/covid-19-regulator-round-up-5-may/?brand=ati/#comment-14991 Wed, 06 May 2020 02:53:33 +0000 https://a-teaminsight.com/?p=41673#comment-14991 Will the A-team ever begin to cover Regtech in Asia?

]]> Comment on New Headquarters For Exchange Data International by Angela Li https://a-teaminsight.com/blog/new-headquarters-for-exchange-data-international/?brand=ati/#comment-14950 Wed, 29 Apr 2020 09:43:20 +0000 http://fintech.purrdigital.com/2011/07/06/new-headquarters-for-exchange-data-international/#comment-14950 Exchange Data International has moved office. Please amend our Company contact to
5-7 Highgate road
London
NW5 1JY
020 7324 0020

Many thanks

]]>