RegTech Insight Awards USA Nominees 2024

Best Regulatory Reporting Solution

• A/M Partners
• Clearwater Analytics
• Confluence – Confluence Regulatory Reporting (Omnia)
• Investortools – Perform
• LIST – LookOut
• Moody’s – Reporting Studio
• Napier AI – Napier AI Continuum
• n-Tier fs
• Regnology – Regnology Reporting Platform
• REGnosys – Rosetta
• S&P Global – Cappitech
• Velocity FSS Inc – Velocity
• Wolters Kluwer

Best Regulatory Data Solution

• Apexon – AML Risk Assessment Framework
• Bloomberg – Bloomberg Regulatory Data
• Derivatives Service Bureau – Unique Product Identifier (UPI)
• F&I Sentinel – CITADEL
• Innovative Systems, Inc. – FinScan Enhance
• Moody’s – Orbis for Compliance
• n-Tier fs
• RegAlytics, Inc. – RegAlytics
• SOLVE
• Surge Ventures – RegVerse – Avery by RegVerse
• Velocity FSS Inc – Velocity
• Wolters Kluwer

Best Solution for Buy-Side Regulatory Compliance

• Confluence – Confluence Compliance Solutions
• Investortools – Perform
• Moody’s – Structured Finance Portal
• S&P Global – Cappitech
• Velocity FSS Inc – Velocity

Best Solution for Sell-Side Regulatory Compliance

• LeapXpert
• LIST – LookOut
• Moody’s – Structured Finance Portal
• n-Tier fs
• S&P Global – Cappitech
• SOLVE
• Velocity FSS Inc – Velocity

Best Transaction Reporting Solution

• Nasdaq
• eflow Global
• Gresham Technologies
• Investortools – Perform
• Kaizen – Kaizen’s ReportShield product
• LIST – LookOut
• S&P Global – Cappitech

Best Transaction Monitoring Solution

• Beeks – Beeks Analytics
• ComplyAdvantage
• Droit
• Napier AI – Transaction Monitoring
• Pico – Corvil 10000
• SEON

Best Transaction Cost Analysis Solution for Best Execution

• Adroit Trading Technologies
• big xyt – OpenTCA
• eflow Global – TZBE
• ION – LIST TCA
• KX
• OneMarketData – OneTick
• Quod Financial
• S&P Global Market Intelligence – Transaction Cost Analysis
• SOLVE
• Trading Technologies – Abel Noser
• TS Imagine

Best Trade Surveillance Solution

• Eventus – Validus platform
• Investortools – Perform
• LeapXpert
• LIST – LookOut
• n-Tier fs
• OneMarketData
• S3
• Trading Technologies

Best e-Comms Surveillance Solution

• 1GLOBAL
• Behavox
• Kerv
• LeapXpert
• MCO (MyComplianceOffice) – MyComplianceOffice
• NICE Actimize
• Shield
• Smarsh – Enterprise Conduct
• Symphony – Federated Messaging
• VoxSmart

Best Financial Crime Solution

• ID-Pal
• LSEG (Business unit: LSEG Risk Intelligence) – LSEG World-Check
• Moody’s – AI Review
• Napier AI – Napier AI Continuum
• NICE Actimize
• Saifr – SaifrScreen

Best KYC Data Solution

• AML Partners – RegTechONE
• Encompass – Encompass
• Fenergo
• ID-Pal
• Innovative Systems, Inc. – FinScan Enhance
• LSEG (Business unit: LSEG Risk Intelligence) – LSEG World-Check One
• Moody’s – Moody’s Compliance & Third-party risk management solutions
• Saifr – SaifrScreen

Best Client On-Boarding Solution

• AML Partners – RegTechONE
• Encompass – Encompass
• Imandra – Fix Wizard/Imandra Connectivity
• LSEG (Business unit: LSEG Risk Intelligence) – LSEG Identity Verification
• Moody’s – Passfort

Best Sanctions and PEPs Solution

• Castellum.ai – Castellum.ai
• Dow Jones
• Innovative Systems, Inc. – FinScan
• LSEG (Business unit: LSEG Risk Intelligence) – LSEG World-Check
• Moody’s – Sanctions360
• Napier AI – Napier AI Client Screening
• S&P Global Market Intelligence – S&P Global Market Intelligence – Screening and Regulatory Data Solutions

Best Post Trade Solution

• Nasdaq
• Broadridge
• Charles River Development
• FIS Global
• Investortools – Perform
• UnaVista, An LSEG Business

Best Solution for CFTC Reporting

• Nasdaq
• Droit
• DTCC
• Kaizen – Kaizen’s ReportShield product
• Qomply
• S&P Global – Cappitech

Best Compliance as a Service Solution

• ACA Group
• Nasdaq
• F&I Sentinel – CITADEL
• Investortools – Perform
• MCO (MyComplianceOffice) –  MyComplianceOffice
• Qomply – QOMPLY Managed Service

Best Regulatory Change Management Solution

• Ascent RegTech
• CUBE Global
• MCO (MyComplianceOffice) – MyComplianceOffice
• MetricStream

Best Regulatory Intelligence Solution

• 4CRisk.ai – Compliance Map
• CUBE Global
• RegAlytics, Inc. – RegAlytics
• Kaizen – Kaizen’s Single Rulebook platform
• Thomson Reuters

Best Solution for Records Retention

• 1GLOBAL
• Investortools – Perform
• LeapXpert
• Shield
• Verint

Best Data Privacy Solution

• Cypago – Cyber GRC Automation
• Enveil
• LightBeam
• OneTrust
• Informatica (formerly Privitar)

Best Tax Compliance Solution

• Precisely – Trillium
• Regnology – Regnology Tax
• TaxBit – TaxBit

Best Conduct Risk Solution

• ACA Group
• Corporater
• CUBE Global
• Kroll
• MCO (MyComplianceOffice)
• Smarsh
• Theta Lake

Best Risk Calculation Engine for Regulatory Compliance

• Nasdaq
• Eurorisk Systems
• FIS Global
• Moody’s – Banking Cloud
• Wolters Kluwer – OneSumX FRR

Best Liquidity Risk Solution

• Bloomberg – Bloomberg’s Liquidity Assessment solution (LQA)
• Finastra
• ION – ION Treasury
• Moody’s – Moody’s Balance Sheet Risk Management – Liquidity Management Module, RiskAuthority™
• SOLVE
• Wolters Kluwer – OneSumX FRR

Best Operational Risk Solution

• Axoni
• Droit
• Infosys
• LSEG (Business unit: LSEG Risk Intelligence) – LSEG Third-Party Risk Screener
• Symphony – Directory

Best Solution for Operational Resilience

• Axoni
• CUBE Global
• Fusion Risk Management – Fusion Framework® System™
• Imandra – Imandra Markets

Best Cloud Solution for Regulatory Compliance

• 6clicks
• Nasdaq
• Cypago – Cyber GRC Automation
• FundApps
• Regnology – Rcloud
• SOLVE
• Surge Ventures – RegVerse = Avery by RegVerse
• Symphony – Trader Voice

Best Solution for Digital Transformation in Regulatory Compliance

• Nasdaq
• AML Partners – RegTechONE
• Cypago – Cyber GRC Automation
• RegAlytics, Inc. – RegAlytics

Best AI Solution for Regulatory Compliance

• 4CRisk.ai – Regulatory Research, Compliance Map, Regulatory Change Management, Ask ARIA Conversational AI
• 6clicks
• Babel Street – Babel Street
• Confluence (Confluence Technologies) – Confluence Unity Rex
• Cypago – Cyber GRC Automation
• ID-PAL
• Moody’s – AI Review
• Napier AI – Napier AI Client Screening
• RegAlytics, Inc. – RegAlytics
• Saifr – SaifrScan / SaifrReview
• Shield

Best Distributed Ledger Technology for Regulatory Compliance

• Chainalysis
• Elliptic
• R3
• Chainlink Labs

Most Innovative Technology for Regulatory Compliance

• 4CRisk.ai – Regulatory Research, Compliance Map, Regulatory Change Management, Ask ARIA Conversational AI
• 6clicks
• Babel Street – Babel Street
• Confluence – Confluence Unity Rex
• Datactics – Data Readiness
• Imandra – Imandra Markets
• LeapXpert
• Napier AI – Napier AI Sandbox
• RegAlytics, Inc. – RegAlytics
• S&P Global – Cappitech
• Wolters Kluwer

Best Regulatory Consultancy – North America

• ACA Group
• Accenture
• Capco
• Confluence – Confluence Compliance Solutions
• EY
• KPMG
• PwC